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U.S. v. Rivera, First Circuit en banc 96-2188
Author: Patrick J. Bonner, Robert B. Parrish
Source: MLA
Date: January 11, 1997


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AMICUS CURIAE BRIEF

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIRST CIRCUIT

 

_____________________________________________________

No. 96-2188

UNITED STATES OF AMERICA,

Appellee,

 

 

v.

 

 

PEDRO RIVERA,

Defendant, Appellant.

 

 

______________________________________________________

 

ON APPEAL FROM A JUDGMENT OF THE UNITED STATES

DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

(Hon. Hector M. Laffitte, United States District Judge)

 

_______________________________________________________

 

MOTION BY THE MARITIME LAW ASSOCIATION OF

THE UNITED STATES TO FILE AMICUS CURIAE

BRIEF  AND BRIEF IN SUPPORT OF

APPELLANT PEDRO RIVERA

 

_______________________________________________________

 

 

            Movant, The Maritime Law Association of the United States (hereinafter “MLA”), moves the Court for permission to file an amicus curiae brief in support of the Appellant Pedro Rivera.

This Court has ordered that this amicus curiae brief be filed on or before August 12, 1997.


 

INTEREST OF AMICUS CURIAE

 

The MLA is a nationwide law association founded in 1899, with a membership of about 3,600 attorneys, law professors, and other distinguished members of the maritime community. Its attorney members, most of whom are specialists in admiralty law[1], represent all maritime interests – ship owners, charterers, cargo interests, port authorities, seamen, longshoremen, passengers, underwriters, and other maritime claimants and defendants.

The purposes of the MLA are stated in its Articles of Incorporation:

 

The objectives of the Association shall be to advance reforms in the Maritime Law of the United States, to facilitate justice in its administration, to promote uniformity in its enactment and interpretation, to furnish a forum for the discussion and consideration of problems affecting the Maritime Law and its administration, to participate as a constituent member of the Comité Maritime International and as an affiliated organization of the American Bar Association, and to act with other associations in efforts to bring about a greater harmony in the shipping laws, regulations and practices in different nations.

 

In furtherance of these objectives, the MLA has sponsored a wide-range of legislation dealing with maritime matters during its 98 years of existence, including the Carriage of Goods by Sea Act,[2] the Federal Arbitration Act,[3] and, the Foreign Sovereign Immunities Act.[4]  The MLA has also cooperated with Congressional committees in the formulation of other maritime legislation.[5]

The MLA also participates in several projects of a maritime legal nature undertaken by agencies of the United Nations, including its Commissions on Trade Law (“UNCITRAL”), and Trade and Development (“UNCTAD”), and works closely with the International Maritime Organization (“IMO”).  The MLA actively participates as one of some fifty-five national maritime law associations constituting the Comite Maritime International in a movement to achieve maximum international uniformity in maritime law through the medium of international conventions.

            It is the policy of the MLA to participate as amicus curiae only when important issues of maritime law or practice are involved and only when the effect of the Court’s decision may be substantial.  The By-laws of the MLA require that its participation as amicus curiae must be approved by the President, in consultation with the First and Second Vice-Presidents, and then submitted to the Board of Directors.  The By-laws provide that such approval must be given sparingly and only when certain criteria are met.  In this case, the vote of the Board of Directors to participate was unanimous.

            One of the criteria set forth in the MLA By-laws is, “Whether or not the outcome of the litigation would affect the meaning of a law or treaty advanced by the Association.”[6]  This case concerns the meaning of chapter 109 of Title 46 of the United States Code.  The MLA participated in drafting the revision of Title 46 starting in 1981.  This was a coordinated effort between the United States Coast Guard and the MLA and many MLA members were assigned to review designated portions of the proposed revisions.  Former MLA President Gordon Paulsen was the coordinator for this effort and he testified before Congress on two occasions in support of the revisions.[7]  Accordingly, the main issue in this appeal falls directly within the criteria set forth in the MLA By-laws because the outcome of the litigation affects the meaning of a provision in a statute advanced by the Association.  As one of the parties that actively participated in the drafting, amending and enactment of the revisions to Title 46, the MLA has an interest in seeing that the revisions are properly read and interpreted according to their intent and purposes.


 

Respectfully submitted,

 

JAMES F. MOSELEY

President, The Maritime Law                           ________________________

 Association of the United States               PATRICK J. BONNER

501 W. Bay Street                                       Counsel of Record

Jacksonville FL 32202                                     80 Pine Street

(904) 358-9190                                        New York, New York 10005

(212) 425-1900

 

_________________________

ROBERT B. PARRISH

Counsel of Record

501 W. Bay Street

Jacksonville, FL 32202

(904) 356-1306

 

                                                                        Attorneys for the Maritime Law

                                                                        Association of the United States,

                                                                        Movant for Leave to File Brief

                                                                        as Amicus Curiae

 


 

BRIEF OF THE MARITIME LAW ASSOCIATION OF

THE UNITED STATES, AMICUS CURIAE,

IN SUPPORT OF APPELLANT

 

The Maritime Law Association of the United States (hereinafter “MLA”) respectfully submits this brief as amicus curiae in support of appellant Pedro Rivera.

INTRODUCTION

The memorandum of the MLA which follows addresses only question (a) of the Court’s order of May 29, 1997 granting  rehearing en banc. The MLA has not reviewed the record below and takes no position on question (b) or on any other issue of the case.

SUMMARY

Prior to 1983, certain preconditions had to be met before bringing a prosecution for sending an unseaworthy vessel to sea. The intent of the 1983 recodification of Title 46 was to make no substantive change in the law. Therefore,  the preconditions set forth in the other sections of Chapter 109 of Title 46 must be complied with before bringing a prosecution under § 10908

ARGUMENT

I

Unless there is clear legislative intent to the contrary, Chapter 109 and Section 10908 must be read in a manner to preserve established principles of maritime law.

 

We must be guided by the Supreme Court in reading statutes dealing with maritime law.  The Supreme Court has instructed that “[S]tatutes which invade the common law or general maritime law are to be read with a presumption favoring the retention of long established and familiar principles, except when a statutory purpose to the contrary is evident.” Isbrandtsen Co v. Johnson, 343 U.S. 779, 783 (1952).

Appellee argues that § 10908 should be read by itself, without the preconditions contained in the remainder of Chapter 109.  Appellant argues that all the parts of Chapter 109 should be read together in determining the meaning of § 10908. The MLA supports Appellant’s reading of the statute which is in accord with the legislative history and which retains long established and familiar principles of the general maritime law.

The principles underlying Chapter 109 are long established and familiar to admiralty lawyers.  The predecessor statute was first enacted on July 21, 1840.[8]  This law was amended in 1884[9] and again in 1898[10].  The statute remained unchanged for the next 85 years until the aforementioned recodification of Title 46 in 1983.  For the next 12 or so years, the statute was read in the traditional manner and the MLA believes that it was not until 1994 or 1995 that the Appellee decided to try to use the statute in a novel way.  This novel use of the statute adversely affects traditional admiralty principles.

                A maritime law right which would be adversely affected if Appellee’s interpretation of § 10908 was to be held the law of the land is the right of the vessel owner to file for Exoneration from or Limitation of Liability pursuant to 46 U.S.C. § 181 et seq.  ( Limitation Act).  After a casualty, the vessel owner may petition the Court to limit its liability to the value of the vessel and pending freight if the casualty occurred without the privity or knowledge of the vessel owner.  The Limitation Act has been an integral part of the maritime law since it was enacted in 1851.  The Appellee’s reading of § 10908 would have a chilling effect on the use of this procedure. Few, if any, Admiralty lawyers would recommend this procedure to their clients if an adverse finding on the privity and knowledge issue would form prima facie evidence of a crime. It would be ridiculous for an owner to invite the attorneys for the claimants to examine all its records, depose its employees, and do full discovery on the privity and knowledge issue if this evidence would  then be used by a government attorney in an indictment. Filing a limitation complaint might be cited as a waiver of privilege and could provide a basis for  the lawyer for the claimants to use his experts to prove the elements of a violation of § 10908.

This could cause Admiralty judges, who have years of experience in deciding issues of privity and knowledge, to examine traditional notions of privity and knowledge. Their findings could form the basis for an indictment. The privity and knowledge of the unseaworthy condition that are sufficient to deny limitation under existing case law may not be so severe as to reach the mens rea  required for a criminal charge. However, if limitation is denied, there would be a prima facie criminal case under § 10908.

            The Limitation Act was enacted to foster the American Merchant Marine[11].  The Appellee’s interpretation of § 10908 defeats this purpose.  Only American flag operators have criminal exposure under § 10908. This chapter does not apply to foreign flag operators. Therefore foreign flag operators would remain free to use our courts and the Limitation Act, thus obtaining a competitive advantage over U.S. flag companies. This could serve as an impetus for American flag owners to “flag out” or shift the flags of their vessels to flag of convenience nations such as Liberia or Vanuatu.  This would be contrary to the essential public policy of maintaining a strong American flag fleet for use in time of war.

            There are many anomalies in Appellee’s interpretation of the statute. American  owners operating fishing vessels or yachts have no criminal exposure because § 10908 does not apply to them.  The section applies to vessels going to sea so arguably harbor craft would be exempt. Section 10908 does not exempt recreational vessels which would be covered under the broad definition of “vessel of the United States” set forth at 46 U.S.C § 2101(46). Thus, a similar unseaworthy condition with notice on a fishing vessel, yacht or harbor craft such as a tug and barge, would not give rise to criminal liability under § 10908.  However, if the harbor craft made a voyage from New York to Philadelphia, a simple Jones Act/unseaworthiness claim could subject the same owner to criminal liability. The dangers to seamen would be the same but the potential penalty for unseaworthiness would be completely different.

            A carefully worded and comprehensive maritime criminal statute exists. Section 2302 of Title 46 states that persons who operate a vessel in a grossly negligent manner endangering the life, limb or property of a person commit a misdemeanor. This statute applies to vessels on waters subject to the jurisdiction of the United States and to vessels owned in the United States on the high seas. Thus, foreign vessels in this country are covered as well as the vessels mentioned in the preceding paragraph.  This is a more traditional criminal statute using a criminal standard, not a maritime, civil standard, and it applies to vessels across the board.  An applicable criminal statute already exists and there is no basis to radically change the maritime law.[12]

            The term “seaworthiness” which for centuries has been used to allocate losses after a casualty, could provide the basis to prosecute anyone in the marine business involved in a casualty. The concept of seaworthiness is a common thread running through many areas of maritime law.  In addition to the duty of providing a seaman with a seaworthy vessel,[13] a carrier owes a duty to cargo to exercise due diligence to make the ship seaworthy[14], an owner owes a charterer the warranty of seaworthiness either implied by law[15] or under the terms of most charter parties[16]; in order to recover in general average, a vessel owner must use due diligence to make the vessel seaworthy[17] and there is a warranty that an insured vessel is seaworthy implied by law[18] or in most marine insurance policies[19].  A key issue in much of the maritime litigation over the past century was whether a particular vessel was seaworthy or not[20].  The findings of unseaworthiness in most of these cases could support a criminal charge under the interpretation of § 10908 put forth by Appellee.  In effect, admiralty lawyers trying to prove unseaworthiness will become private prosecutors who would be proving the elements of a crime.  After an admiralty judge, panel of arbitrators or jury found unseaworthiness, Appellee could pick and choose which “violators” of § 10908 to prosecute.

            The procedures set forth in Chapter 109 were meant to be even handed and to be controlled by the Court. If the seaman went to court and lost, the owner has remedies. If the seaman won, there would be certain consequences for the owner. Under § 10903, for example, if the complaint of the crew was without foundation or without reasonable grounds, the master or owner could deduct damages as determined by a judge from the wages of the complaining seaman. Under appellee’s interpretation, this section is superfluous. The seaman could complain to a U.S. attorney who would bring a prosecution under § 10908. The owner would have no recourse if the charges were without foundation.

II

The plain meaning rule cannot be used to create a crime of unseaworthiness.

 

            Laws are made by  Congress and not by rules of statutory interpretation.  Congress never debated, held hearings on or considered enacting a separate crime of unseaworthiness with the elements set forth in § 10908.  This new “crime” is the creation of imaginative government counsel in this particular case.  Its support does not come from the legislative history, general maritime law or prior law.  Instead, its sole basis is an attempted improper use of the plain meaning rule.  This rule must be modified by the  “familiar rule that a thing may be within the letter of the statute and yet not within the statute, because not within its spirit nor within the intention of its makers.”  Muniz v. Hoffman, 422 U.S. 454, 470 (1975) quoting Holy Trinity Church v. United States, 143 U.S 457, 459 (1892).

            Due to the tremendous amount of time that the Maritime Law Association and its members spent on the recodification of Title 46, the MLA believes it understands the spirit and intention of the “makers” (those responsible for the recodification) of this particular law.  The role of the MLA in this project is best set forth by Admiral Lusk of the Coast Guard in response to a question from Representative Studds, the Chairman of the House Subcommittee on Coast Guard and Navigation:

Mr. Studds.  What groups were within reasonably regular touch with you during the drafting process?

 

Admiral Lusk:  Probably the most deeply involved was the Maritime Law Association.  We had really superb support from them.[21]

 

The support given by the MLA was amplified in a written response to the above question made by the Coast Guard at a later date.

As comments from the membership of the MLA and other interested parties began to reach the drafters, the Coast Guard prepared a description of the drafting effort which appeared in the June 1981 issue of “The Proceedings of the Marine Safety Council,” a monthly magazine which reaches more that 6,000 maritime subscribers.  As a result of the “Proceedings” article quarters previously not heard from examined the proposal and offered comments.  Many of the comments were dealt with by direct communication between the drafters and those submitting ideas.  Written correspondence was constantly augmented by informal meetings and telephone conversations.  Additionally, Coast Guard officers regularly met with the leadership of the MLA in New York to report on the progress of the effort and to assist in the preparation of information to be distributed to the entire MLA membership.[22]

 

            The efforts of the MLA and in particular its Committee on Navigation and Coast Guard Matters were also acknowledged by the Coast Guard in the March 1982 issue of The Proceedings of the Marine Safety Council.

[C]opies of the legislative proposal and supporting documents were delivered to dozens of individuals and groups.  As these organizations began their analyses of the proposal, the Coast Guard contracted the prestigious Maritime Law Association of the United States (MLA) and asked for its assistance.  The MLA, an organization which has an acute interest in establishing uniform laws, expressed immediate support for the goals of the project through its President, John W. Sims, Esq. of New Orleans.

 

In November 1981 the Chief Maritime International law Division at U.S. Coast Guard Headquarters was invited to address the MLA’s Committee on Coast Guard and Navigation at its annual meeting in New York.  As a result of that meeting and other discussions, dozens of members of the Maritime Law Association examined portions of the draft proposal and provided the Coast Guard with their critical comments…

 

By the time this article is published, a draft of what is likely the largest single legislative initiative in the Coast Guard’s history will have begun its voyage to Capitol Hill.  With the Coast Guard’s drafting effort drawing to a close, it is appropriate that notice be taken of some of the dozens of individuals and organizations who contributed in a most significant way to the production of a proposal which may in part simplify the ‘maze of regulation’.  They are James F. Moseley, Esq., of Jacksonville, Mark O. Kasanin, Esq. of San Francisco, Antonio J. Rodriguez, Esq. of New Orleans, Austin P. Olney, Esq. of Washington, DC,  Morton H. Clark, Esq. of Norfolk, George R. Daily, Esq. of New York, E.V. Greenwood, Esq. of Houston, John H. Hanninen, Esq. of Cleveland, Robert R. Preston, Esq., also of Cleveland, Joseph Newton, Esq. of Houston, Raymond T. Letull, Esq. of Philadelphia, Captain T. E. Lohrey, Jr., USN, Force Judge Advocate, United States Pacific Fleet, Charles A. Bedell, Esq. of Houston, George W. Healy III, Esq. of New Orleans, Mr. Bryan Chiasson of the American Waterway Operators, Mr. Ben Webster of the joint Maritime Congress, Mr. Julian Singman, Esq. of the Maritime Institute for Research and Industrial Development, Rear Admiral W. M. Benkert, USCG (Retired), of the American Institute of Merchant Shipping, Mr. Edward H. Middleton of the Maritime Institute for Resource and Industrial Development, Mr. Frank Pecquex of the Seafarers International Union, Arthur Abarbanel, Esq., and Donald L. Sapir, Esq. of New York, Mr. James L. Henry of the Transportation Institute, Mr. Elwood Hampton of the National Maritime Union, Ms. Barbara Bristilo of the AFL-CIO Maritime Committee, and Ms. Mel Hall-Crawford of Crowley Maritime Corporation.  A special note of thanks to Gordon W. Paulsen, Esq. and Kenneth H. Volk, Esq. of New York for their efforts to make the comments of the membership of the Maritime Law Association available to the Coast Guard.”[23]

 

 The MLA met with the drafters initially in New Orleans and then had subsequent meetings in New York between the Coast Guard and the MLA Committee Chairmen. This resulted in a draft being widely distributed among the members of the Association.  Numerous MLA members, including many of those listed above, communicated their comments to the Coast Guard.  The Coast Guard officers regularly met with the leadership of the MLA to report on the progress of the effort.  On January 20, 1982, there was a meeting at the Coast Guard Headquarters attended by Gordon Paulsen, then President of the MLA for the purpose of finalizing the critical comments.  Following receipt of these comments, a new draft was prepared and distributed.[24]

            The position of the MLA throughout the drafting process was that the recodification project should produce no substantive changes in the law.  Mr. Paulsen confirmed that this goal had been accomplished when he testified before Congress on April 28, 1983.  Mr. Paulsen stated:

Although the current MLA involvement began in the spring of 1981, the subject of revision of Title 46 had been in the talking stage for many years.  Our Committee on Navigation and Coast Guard matters has played an especially active role when the proposals were put forth in 1981.  I was First Vice President of the MLA and agreed to act as coordinator of the various efforts which cut across many aspects of the work of our members and MLA committees.  Many MLA members were assigned to review designated portions of the proposed revisions and to make appropriate comments….

 

The basic underlying principle of the revisions was that no substantive changes to the existing law were desired.  The purpose of the revision being to reorganize, and, in some instances, rephrase existing law to make it readily accessible and comprehensible and to eliminate those sections which were outdated and no longer viable.

 

Our task as the Maritime Law Association of the United States involved, not only checking to see that the draft properly reflected the statutes from which the draft derived, but to make sure that nothing of current or future substantive importance was omitted from the source material and that there was no substantive change in existing law.  The job entailed a careful study of the legislative intent, always with an eye towards preserving present practice and policy as reflected in the Revised Statutes and Statutes at Large.  While many pertinent provisions of law have been freely reworded and rearranged, every precaution has been taken against disturbing existing rights, privileges, duties, and functions.  This we believe to have been accomplished.  However, the legislative intent is so clear that attempts to read substantive changes into the new legislation would be defeated and that important court decisions decided under earlier statutes would be valid precedents under the revised Title 46[25]

 

At the Congressional hearings, the Coast Guard agreed with the position taken by Mr. Paulsen.

Mr. Studds.  Very good.  The good news is that this is my last question.

 

Some have expressed concern that this recodification may prompt a series of long and expensive court cases initiated for the purpose of testing the judicial interpretation of terms and concepts contained in the revised law.  Do you see any risk that this sort of scenario might enfold as a result of the enactment of this bill?

 

Admiral Lusk.  I don’t think so sir.  I understood that it was to be made so clear everywhere that we weren’t trying to make any substantive changes of a controversial nature, and I understood there would probably be some sort of a savings provision.  I don’t anticipate any[26].

 

The Committee Report also belies the assertion of Appellee that Congress intended to create a new crime of unseaworthiness.  This new crime is not mentioned anywhere in the Report but the Report does state:

Finally, some specific changes have been made to make the law more effective.  For example, civil penalties have been substituted in many cases for criminal penalties in order to facilitate the prosecution of these cases. …

 

Although the Committee realized that many substantive changes would inevitably be made in any effort to simplify and modernize the maritime safety laws, it intended to make no changes that would prove to be detrimental to or adversely impact upon the industry governed by these laws.  More specifically it sought to insure that this bill not take away any existing rights, benefits or privileges from any person, nor place any greater duties or obligations on any person.[27]

 

Despite the foregoing, Appellee apparently argues that Congress intended to enact a new penal statute in which the government must prove three elements to prove the crime.  Even though the recodification of Title 46 contains almost five pages of definitions, it is Appellee’s position that Congress intended to use the long standing definition of unseaworthiness, a definition never used before in a criminal case. This is wrong.

            The legislative history shows that no such major change was intended by Congress and that there was absolutely no consideration given to establishing a new maritime crime of unseaworthiness with its far reaching implications for this nation’s maritime industry.  The MLA strongly urges that it was the spirit and intent of Congress to read § 10908 to require satisfaction of the preconditions set forth in the preceding sections of chapter 109 prior to prosecution thereunder as was done in the past.  If Congress intended to enact a new crime of unseaworthiness, something would have been mentioned in the legislative history and prospective defendants would have been placed on notice pursuant to this country’s traditional notions of fair play.

III

 

Other rules of statutory interpretation take precedence over the plain meaning role.

 

The Senate Report correctly points out that the plain meaning rule does not govern codification statutes.  It states that in the usual kind of amendatory legislation, “a change of language is intended to change substance.  In a codification statute, however, the courts uphold the contrary presumption: no change in law is intended unless clearly expressed.”[28] Three Supreme Court cases are cited to support this principle: Fourco Glass Co. v. Transmirra Products Corp., 353 U.S. 222, 227 (1957); Tidewater Oil Co. v. United States, 409 U.S. 151, 162 (1973) and  Muniz v. Hoffman, 422 U.S. 454, 467-74 (1975). The purported change in the law urged by appellee is not discussed in the Senate Report[29] which forces one to conclude that no change in this section was ever intended.

The 1983 recodification of Title 46 merely split §658 into §§ 10901, 10906 and 10908.  The Supreme Court has held in numerous cases that “the change of arrangement, which placed portions of what was originally a single section into separated sections cannot be regarded as altering the scope and purpose of the enactment.  For it will not be inferred that Congress in revising and consolidating the laws intended to change their effect, unless such intention is clearly expressed.”  Fourco, supra at 227, citing United States v. Ryder, 110 U.S. 729, 740 (1884); United States v. LeBris, 121 U.S. 278, 280 (1887); Logan v. United States, 144 U.S. 263, 302 (1892); United States v. Mason, 218 U.S 517, 525 (1910); Anderson v. Pacific Coast S. Co., 225 U.S. 187, 198-199 (1912).

Using § 10908 in this case is an alteration of the scope and purpose of Chapter 109.  Congress never intended this to be a catch-all statute which would enable the government to pursue criminally virtually anyone “a party to” a vessel. The Appellee’s use of the statute in this manner constitutes a radical change in maritime law and should not be permitted.

            Chapter 109 of Title 46 must be considered as a whole and Appellee cannot read § 10908 in a vacuum.  In interpreting statutes, this Court has set forth an easily understood standard.  “Courts are bound to afford statutes a practical, common sense reading … instead of culling selected words from a statute’s text and inspecting them in an antiseptic laboratory setting, a Court engaged in the task of statutory interpretation must examine the statute as a whole, giving due weight to design, structure and purpose as well as to aggregate language.” (Citations omitted) O’Connor v. Shalala, 79 F.3d 170, 176 (1st Cir. 1996).

Section 10908 cannot be read alone.  Section 10901 binds the chapter together.  This section states that the chapter is meant to apply to vessels of the United States with some exceptions.  Common sense requires that the sections be read cumulatively.  It makes no sense to allow a fine of only $100 against the master if he does not replace food certified as unfit for use with available proper food or uses provisions certified to be unfit for use (§ 10902) but to allow a felony charge if the same master is a party to a slip and fall unseaworthiness case.

If § 10908 is read in isolation, some of its terms are subject to broad interpretations.  The section refers to a person who “is a party” to sending the vessel to sea. If 10908 is read with the preceding sections, this language would mean the person who refused to accept the endorsement of the judge or justice of the peace on the surveyor’s report.  If the section is read in isolation, anyone arguably a party to sending an unseaworthy vessel to sea could be a guilty party.

There is a presumption that no change in the law was intended. If the statute is read as a whole, as it should be, there is no change in the law. Therefore, it is the position of the MLA that the statute should be read as a whole and § 10901 - 10907 should be preconditions for bringing charges under § 10908.  Any other reading would be a major change in the maritime law, a change never intended by the recodifiers of Title 46.

                                                            CONCLUSION

            Congress never intended to change the substance of Chapter 109 of Title 46. There is a presumption that Congress did not intend to change the law in the recodification of Title 46. If the chapter is read as a whole, there is no change in the law. The prior law required that certain preconditions be met in connection with prosecutions under this chapter. This legislative scheme  set forth in the recodification continues with these preconditions which must be met by the Appellee before bringing a prosecution.

Dated:       August 11, 1997

 

Respectfully submitted,

 

JAMES F. MOSELEY

President, The Maritime Law                           ________________________

 Association of the United States               PATRICK J. BONNER

501 W. Bay Street                                       Counsel of Record

Jacksonville FL 32202                                     80 Pine Street

(904) 358-9190                                        New York, New York 10005

(212) 425-1900

 

_________________________

ROBERT B. PARRISH

Counsel of Record

501 W. Bay Street

Jacksonville, FL 32202

(904) 356-1306

 

                                                                        Attorneys for the Maritime Law

                                                                        Association of the United States,

                                                                       as Amicus Curiae

 

 

 

 



[1]           The MLA has often coordinated with government agencies and is the recipient of numerous compliments from government agencies and the courts and was termed “an organization of experts in admiralty law” in  Offshore Logistics v. Tallentire, 477 U.S. 210, 223 (1986)

[2]           46 U.S.C. §§ 1300-1315.

[3]           9 U.S.C. §§ 1-5.

[4]           28 U.S.C. §§ 1330, 1602-1611

[5]           E.g. Water Pollution Control Act Amendments of 1972, 33 U.S.C. §§ 1251-1376; Convention on the International Regulations for Preventing Collisions at Sea, 28 U.S.T. 3459, as amended, T.I.A.S. 10672, Oct. 20, 1972, reprinted in 6 Benedict on Admiralty, Doc. No. 3-4 (Frank L. Wiswall, Jr. Ed., 7th ed. Rev. 1996); see 33 C.F.R. Ch. 1 Subch. D, Special Note, at 176 (1995); United States Inland Navigation Rules; 33 U.S.C. §§ 2001-2073.

[6]             By-laws of The  Maritime Law Association of the United States, § 702.3(d).

[7]            Merchant Marine Vessel and Safety Personnel, Hearings on HR 2247 before the Sub- Committees on Coast Guard and Navigation and Merchant Marine, Committee on Merchant Marine and Fisheries, 98th Cong., 1st Sess., 521-527 (1983) (statement of Gordon Paulsen, President of the Maritime Law Association); Merchant Marine Vessel Safety and Personnel Hearings on HR 7103 before Sub-Committees on Coast Guard and Navigation and Merchant Marine, Committee on Merchant Marine and Fisheries, 97TH Cong., 2d. Sess. (September 23, 1982) (statement of Gordon Paulsen, President of the Maritime Law Association). 

 

[8]           5 Stat. 396.

[9]           23 Stat. 54.

[10]         30 Stat. 758, 764.

[11]         Moore v. American Transp. Co., 65 U.S. 1 (1860).

 

[12]           See  United States v. Jensen, 93 F.3d 667 (9th Cir.1996) (charge under 46 U.S.C. 2302 substituted for charge under 46 U.S.C. 10908).

[13]         The Osceola, 189 U.S. 158 (1903).

[14]             Carriage of Goods by Sea Act (COGSA), 46 U.S.C. § 1303(1)(a).

[15]         The Caledonia, 157 U.S. 124 (1895).

[16]         See e.g., ASBA II, cl 1, reprinted in 2C Benedict, Form No. 17-0.1A at 17-2.13 (1997); BIMCHEMVOY, cl 1(a), reprinted in 2C Benedict, Form No. 17-2.1 at 17-28.2 (1997); EXXONVOY, cl 2(a),  reprinted in 2C Benedict, Form No. 17-5A at 17-64.2 (1997).

[17]         Leslie Buglass - Marine Insurance and General Average in the United States 301 (2d ed. 1981).

[18]         Alex Parks - The Law and Practice of Marine Insurance and Average 258 (1987).

[19]             Buglass, supra at 457.

[20]         See e.g., Personal Injury - Courville v. Cardinal Wireline Specialists, Inc., 775 F.Supp 929 (W.D. La. 1991) (owner failed to replace nonskid tape on a ladder when requested by plaintiff who subsequently slipped.  Vessel found to be unseaworthy);  Webb v. Dresser Industries, 536 F.2d 603 (5th Cir. 1976), cert. denied, 429 U.S. 1121 (1977)(vessel unseaworthy because owner did not supply boots which were requested by seaman, seaman slipped on ice ashore);Cargo - Westinghouse v. Leslie Lykes, 1982 A.M.C. 1477 (E.D.La 1982) (vessel unseaworthy because bags of flour stowed over manhole cover; stowage plan prepared in owner’s office); Asiatic Petroleum v. S.S. American Trader, 354 F. Supp. 389 (S.D.N.Y. 1973) (vessel unseaworthy due to makeshift repairs done on ship’s tank);Charter Party - The Energy Freedom, S.M.A. 2545 (1989) (Boulalas, Arnold and Nottingham) (vessel unseaworthy, fire due to improper application of fumigant caused by actual fault and privity of owner); The Tug Caribe, S.M.A. 1573 (1981) (van Gelder, Berg and Mordhorst) (barge sank due to unseaworthiness,  Captain had requested bottom inspection prior to sinking,, owner refused);General Average  Waterman Steamship Corp. v. Virginia Chemicals, 651 F. Supp. 452 (S.D. Ala. 1987) (Carrier not entitled to general average contributions due to unseaworthiness caused by negligent stowage of cargo and owner’s managing officers knew of improper stowage); U.S. v. Eastmont Shipping Corp., 1974 A.M.C. 1183 (S.D.N.Y. 1974)(claim for general average denied, owner had notice that area around hatches was rusted and holed, permitting seawater to enter and damage cargo of grain); Marine Insurance  I.N.A. v. Board of Commissioners, 733 F.2d 1161 (5th Cir. 1984)(owner denied recovery under insurance policies due to unseaworthiness of vessel caused by unlicensed captain and work hours in excess of those allowed by statute);  D.J. Mc Duffie v. Old Reliable Fire Insurance Co., 608 F.2d 145 (5th Cir. 1979), cert. denied, 449 U.S. 830 (1980) (owner of drilling barge cannot recover proceeds from insurer, barge unseaworthy and one month prior to sinking, owner’s expert recommended it be drydocked for critical repairs).

 

[21]            Hearings on H.R. 2247 before the Subcommittee on Coast Guard and Navigation of the House Committee on Merchant Marine and Fisheries (Joint Hearing with Subcommittee on Merchant Marine) 98 Cong., 1st Sess. at 455 (Add. p. 1).

 

[22]           Hearings, supra  at 537 (Add. p.2-4)

[23]             Proceedings of the Marine Safety Council, March 1982, reprinted in MLA Report, Doc. 642 at 7494-95 (1982)(Add. p.  5-6).

[24]            Hearings, supra at 536-538 (Add. p. 2-4).

[25]             Hearings, supra at 523-525 (Add. p. 7-9).

[26]             Hearings, supra at  458 (Add. p. 10).

[27]         H.R. Rep. No. 338, 98th Cong. 1st Sess. at 118-119 (1983) (Add. p. 11-12).

[28]         S. Rep. No. 56, 98th Cong. 1st. Sess. at 10 (1983) (Add. p. 13).

[29]         S. Rep. supra at 20 (Add. p. 14).

Amicus brief in support of appellant, Pedro Rivera


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